Legal Services Securities Fraud
Securities and investment fraud continues to be front-page news, as more and more innocent people fall victim to greedy brokers, financial advisors, sales agents and large corporations. For most people, their financial investments represent not only money they’ve salted away from their past earnings, but the security they count on in their future years. Misplaced trust can result in financial ruin. Of course, a losing investment doesn’t necessarily signify securities fraud. You must prove that your lose resulted from the improper, unethical, or dishonest behavior of the person or company investing your money.
These are just some of the actionable forms of Securities and investment fraud:
If you have reason to believe your broker or financial advisor has engaged in questionable activity, contact Cabaniss Law. We are experienced in ferreting out securities fraud. If unethical, improper or illegal behavior resulted in financial losses to you, you may be able to recover those losses.
Cabaniss Law has successfully concluded lawsuits and arbitrations for victims of securities fraud, including victims of a private placement sale by J.E. Liss & Co. of a leasing company that went bankrupt. As part of its sales promotion, J.E. Liss erroneously represented that the purchase of the leasing company was a guaranteed investment. Forty-five lawsuits were prosecuted and successfully resolved with confidential settlements.